UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 6-K

 

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the Month of December 2016

Commission File Number: 001-36697

 

 

DBV TECHNOLOGIES S.A.

(Translation of registrant’s name into English)

 

 

177-181 avenue Pierre Brossolette

92120 Montrouge France

(Address of principal executive office)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

☒  Form 20-F            ☐  Form 40-F

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

 

 

 


INCORPORATION BY REFERENCE

Exhibits 99.1 and 99.2 of this report on Form 6-K shall be deemed to be incorporated by reference into the registration statement on Form F-3 (Registration Statement No. 333-212708) of DBV Technologies S.A., and to be a part thereof from the date on which this report is filed, to the extent not superseded by documents or reports subsequently filed or furnished.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  DBV TECHNOLOGIES S.A.
Date: December 20, 2016   By:  

/s/ David Schilansky

    Name   David Schilansky
    Title:   Chief Operating Officer


EXHIBIT INDEX

 

Exhibit

  

Description

99.1    Unaudited Interim Condensed Statement of Consolidated Financial Position as of June 30, 2016
99.2    Unaudited Statement of Condensed Consolidated Income (Loss) for the Six Months Ended June 30, 2016
EX-99.1

Exhibit 99.1

 

LOGO

UNAUDITED INTERIM CONDENSED STATEMENT OF CONSOLIDATED FINANCIAL POSITION

(Amounts in thousands of euros)

 

     6/30/2016     12/31/2015  
ASSETS     

Non-Current assets

    

Intangible assets

     228        94   

Property, plant, and equipment

     10,305        5,581   

Other non-current financial assets

     2,732        2,711   
  

 

 

   

 

 

 

Total non-current assets

     13,265        8,387   
  

 

 

   

 

 

 

Current assets

    

Customer accounts receivable and related receivables

     10,017        —     

Other current assets

     16,020        11,512   

Cash and cash equivalents

     288,761        323,381   
  

 

 

   

 

 

 

Total Current Assets

     314,798        334,893   
  

 

 

   

 

 

 

TOTAL ASSETS

     328,062        343,280   
  

 

 

   

 

 

 
     6/30/2016     12/31/2015  
LIABILITIES     

Shareholders’ equity

    

Share Capital

     2,457        2,421   

Premiums related to the Share Capital

     404,873        403,910   

Reserves

     (67,398     (39,580

Net Profit (loss)

     (49,443     (44,674
  

 

 

   

 

 

 

Total Shareholders’ equity

     290,488        322,076   
  

 

 

   

 

 

 

Non-Current Liabilities

    

Long-term financial debt

     4,373        4,693   

Non-current provisions

     708        490   

Other non-current liabilities

     7,969        —     
  

 

 

   

 

 

 

Total non-current Liabilities

     13,050        5,183   
  

 

 

   

 

 

 

Current Liabilities

    

Short-term financial debt

     448        149   

Supplier Accounts Payable and Related Payables

     12,514        10,034   

Other current liabilities

     11,562        5,838   

Total Current Liabilities

     24,524        16,021   
  

 

 

   

 

 

 
     328,062        343,280   
  

 

 

   

 

 

 
.2EX-99

Exhibit 99.2

 

LOGO

UNAUDITED STATEMENT OF CONDENSED CONSOLIDATED INCOME (LOSS)

(Amounts in thousands of euros)

 

     At June 30  
     2016     2015  

Operating income

    

Revenues

     —          108   

Other income

     4,750        3,063   

Total income

     4,750        3,170   

Operating expenses

    

Cost of goods sold

     —          (92

Research & Development

     (32,892     (12,500

Sales & Operations

     (5,450     —     

General & Administrative

     (15,783     (5,495

Total Expenses

     (54,126     (18,087

Operating Profit (Loss)

     (49,376     (14,917

Financial revenues

     470        523   

Financial expenses

     (38     (84

Financial profit (loss)

     432        439   

Income tax

     (500     —     

Net Profit (Loss)

     (49,443     (14,478

Basic/diluted earnings per share (€/share)

     (2.03     (0.74